Old City Allentown

Part I – December 29, 2020

A mountain range looms to the north, blue in the winter light and dusted with snow. The rising sun changes the color of the rock face to the west, from a dusky copper to gold, as fleeting blackbirds dot the lightening sky. Some soar close to the second floor windows, a balcony of sorts where I bring coffee each morning. It’s not Boulder or Bavaria, but instead the view from West Turner Street in Old Allentown. The rock face is the massive brick façade of a public school, and the black birds are a flock of determined crows whose main base of operations is the adjoining playground. I have spent most of my adult life in Philadelphia and New York City, but in neither part of the Northeast Corridor did I find a rowhouse with an unobstructed view to the north, where clouds gather daily over the Blue Mountain. Nor did I find a garage or a free standing sun room where I can play cello in the morning without riling the neighbors. I found these favorable conditions in Old Allentown, where against the advice of Lehigh County friends, I moved in last month.

True to the realtor’s description, the house was pristine, but with a color scheme dominated by high gloss mustard, burgundy window sills and a shade of clay that surfaced in unexpected places, even the ceilings. I started painting shortly before Thanksgiving and finished four weeks later. Nights were not yet freezing, so I could soak brushes and rollers overnight in preparation for the next day’s work. The stubborn shades and glossy surfaces needed three coats after sanding, and the project became all encompassing, putting legal work into a temporary back seat. Fortunately I discovered the Muhlenberg College radio station, which accelerated the last few days of solitary scraping, edging and rolling with musical oddities such as David Bowie singing operatic jazz. With my immediate surroundings improved just in time for Christmas, I started to run again, finding a course south on Ninth Street past the PPL Building, descending a mountain path known as Junction Street, then finding the entrance to the Lehigh Parkway.

Here, one unexpectedly finds a fine gravel running path on the side of a creek, and as a Philadelphia resident for the past 25 years, the sights of the next five miles were remarkable. No plastic bags blowing in the bare branches, no trash cans overflowing with dog leavings mixed with bottles and fast food containers, no occasional scream to make you wonder if it was serious or just someone’s way of having fun. The quiet, clear creek was enough, but then I ran into the Christmas decorations for the Parkway. They began with a pair of brightly colored tin soldiers from The Nutcracker, each about 25 feet high, and proceeded to a multitude of brightly lit figures in a wide green meadow, including a troop of elves bringing wheelbarrows full of wish lists into Santa’s Mailroom. I turned around at a covered bridge, red, old but still functioning. The signs said the park closed at 4:30 p.m., and the orderliness of it all made me want to obey the rules, to exit promptly.

The steep road back to the City reminded me of Morningside Park in Manhattan, with ancient staircases made from massive blocks of stone, ascending from a valley that true to the Allentown song, was dominated by what looked like an abandoned steel mill. But unlike the view from Amtrak as it passes through North Philadelphia, this industrial relic was not collapsing, covered in graffiti, or partly consumed by fire. It was just there, shining in the sunset, seemingly awaiting a reopening. I thought it could house the biggest distillery in Pennsylvania as my uphill pace slowed to little more than walking speed. As dusk closed in, the east facing side of the PPL Building became a towering Christmas Tree of green and red light. There was much to appreciate here, but the streets were empty.

The Old Allentown I have seen over the past few weeks has solid infrastructure, safe streets, and block after block of attractive new urban construction. Sadly, the pandemic of the past 10 months has deprived these places of their purpose. People don’t go to the office anymore, nor are they allowed, after hours, to check out the array of new bars and restaurants on Hamilton Street. The adjectives I have come up with for the Arts Walk from Fifth to Seventh Street don’t do it justice, so I will describe the area instead. One enters through an alley at the back of the second Lehigh County Courthouse, the one built in 1914 from gigantic blocks of granite. The floor level back windows, easily ten feet high, are protected by wrought iron grilles that are works of art in themselves. The back door of this building was not intended for public display, instead it connected to a service alley, but it is now a monument to industrial hand work that nobody can do anymore. Walk west past a grassy park, to another service entrance, this one to the Miller Symphony Hall. I am certain that few members of the public, aside from musicians and other performers, have spent time around a stage entrance. I remember them from music school days as an attitude adjustment room, a place to quell pre-performance jitters where dancers smoked before the show. People walking by (where are they?) may notice that the stage entrance shows a grittier side of the performing arts than what the audience sees as the lights dim down. The way west towards Seventh Street passes several outdoor seating areas, again situated near the service entries of large buildings that front Hamilton Street. Here, there would be enough privacy to have lunch alone without feeling odd, with enough visibility to feel safe.

The genius of Arts Walk is in making inaccessible places not only visible, but interesting and worth spending some time in. But upon entering the new brick food court last week for some Eggnog Ice Cream ($8 a pint, worth it), I noted with concern that I was the only customer in sight. Assuming pandemic restrictions ever end, I think the City needs a concerted effort to bring in new residents. A 50th anniversary concert by the Doobie Brothers next summer will fill the streets that night, but the City needs more to grow. Manhattan would be the perfect place to advertise. That city is more crime ridden now than it was in the infamous early 1980s, and if the legal profession is any guide, clients no longer expect or even want a sit-down meeting in the corner office of a trophy building in Midtown. There are billboards on the Northeast Extension, depicting the wholesome family fun to be had in the Lehigh Valley for northbound drivers who already know about it. Why not install a few signs in North Jersey, across from a refinery or in the swampy approach to Manhattan by the landfills, telling those suffering commuters that life could be much better (walk to work, own a home!), a mere 90 miles due west.


March 30

The seriousness of the pandemic became more evident yesterday, with hospital ships floating into New York and LA to take on excess patients. Staying inside on another rainy day, there was not much difference between Sunday and Monday, but habits formed by 25 years of lawyering had me typing early.  By the end of the day, I had filed four motions asking federal judges to release defendants from prison as they await trial, based on the fast-growing risk that the pandemic will hit prisons with a vengeance because social distancing is not possible in that setting.  Not one member of judicial staff responded to my correspondence sending the filed motions. There was no response from “chambers” to schedule a hearing or even acknowledge receipt of the written submissions. This tells me that judicial staff are not reporting to work at the federal courthouse, despite its reopening on March 30, because they correctly perceive a massive risk to their health from doing so.

Another odd circumstance was the complete lack of similar motions by other lawyers in the other cases I am involved in. Three of the four cases where my clients are in custody involve multiple defendants. In a newer case, the Superseding Indictment alleges that the defendants took part in various drug and sex trafficking-related criminal activities at a rooming house in the City of Reading, thereby conspiring to participate in a racketeering enterprise in violation of 18 U.S.C. § 1962 (d). I don’t write this way, but that’s what the Indictment says. There are 14 other defendants in this case, all in custody, all in massive amounts of trouble, but to date nobody else has filed a motion seeking their release from prison. I am not self-promoting here, just wondering what was happening on the same day the President announced the continuation of pandemic-containing guidelines to April 30. Have people given up, are they so distracted by seamless iPhone access to bad news that they cannot focus, has the unlikely prospect of payment anytime soon for lawyer work led them to do nothing. I don’t know which it is, but I suppose the last excuse for inactivity makes sense.

No pay, no work. A basic rule, one would think, from landscapers to lawyers. But not in the strange world of classical music. It may be my background in this pursuit that leads me to work without assurance of compensation. Learning the cello repertoire involved no pay and all work. It did not even come with the promise of pay in the distant future – what a medical resident can hold on to during the brutal years of sleep-deprived training.  After a decade largely spent in a practice room, attending Juilliard and winning a cello competition, I was still broke. Thirty years later, making money and playing cello are those two ships that pass in the night. Proof can be found in the two months spent preparing for a major recital on February 29. When the applause (a standing ovation, actually) subsided, there were three things to show for it: (1) we got our fingers back, which means we were in performance shape again; (2) neighbors were glad to attend a quality public event without the need to go to Center City; and (3) the Church where we played happily collected a larger donation from those who attended than for a typical Sunday service. There was no economic argument to justify this recital, but still I practice, especially now with closure of my office building and no good reason to enter Center City anyway. Thanks to self-quarantine, I have gotten back the entire Haydn C Major concerto, a piece I played frequently in the mid-1980s but have not touched since then. Is this an accomplishment or a bad habit that cannot be broken? Logic, which I am about to talk about, supports the latter conclusion.

Going back to the motions, there’s not much to disagree with in the opening statement of the one that I filed for a young defendant stuck in an Allentown prison for the past two months: “The neighboring states of New Jersey and New York are now an epicenter of the pandemic in the United States, and it is only a matter of time before the numbers of severely ill Coronavirus patients in Philadelphia, Allentown, and the surrounding cities of Southeastern Pennsylvania drastically increase.” However, I doubt the judge will terminate J’s custody, based on a conclusion that if this is a sufficient reason to release someone from prison, then the entire facility will need to be emptied. Affirmative, Captain. That is the basic approach here, that some problems are so severe that novel measures should be applied to them, especially since this culture reputedly values life above all else. I am not arguing for the release of a homicidal maniac, but that does not matter to devotees of the Socratic Method.

I have been amazed since law school days how professors and other authorities could construct a “logic” argument based on something that is not at issue. Stated otherwise – since my argument, if taken to its ultimate conclusion, would empty the jail, then it must be rejected for a non-violent offender who has every reason to stay inside and out of trouble if he is sent home to his mother (praying every day to saints of the Dominican Republic) during the pandemic. The logic that our judge will likely use to deny my motion has nothing to do with exigent circumstances or even reality, but for reasons I don’t understand much of the legal profession and especially judges are committed to the rule of logic. Taking logic to its own ultimate outcome generally results in doing things as they have always been done. This pandemic may ultimately change that stasis.

I advised the families that I had filed motions seeking the release of their sons from prison, and they responded with thanks, prayers for a good outcome, and questions about when the judge would decide. These filings brought hope, an intangible that improves any situation while it prevails. For this alone, they were worth doing.

March 25

Christmas was three months ago. That morning, my youngest daughter led the congregation in song for the two morning masses at St. Bridget’s. Away at Columbia for Fall semester, it had been months since she worked with Bill, our parish musician. But having done so many masses together since high school years, the services came together easily. The live acoustic of this stone floor Catholic Church just up the hill from the Schuylkill River favors high frequencies, making a lower register the best contribution the cello can bring to Mass. So I covered the bass line. It was a cold, clear day, and doing two masses in a row was a welcome form of service. Home by noon, we opened a few modest presents and started to prepare Christmas dinner while tending a fire in the living room hearth.

A few days before, I received notice that a federal judge had approved my compensation request for a Court-appointed case that had dragged on for three years, but in the process had accumulated enough hours of legal work to pay the upcoming semester of college tuition.  Money has always been uncertain since I left White and Williams in Philadelphia nearly ten years ago. In fact, paydays back then as a junior partner were fewer and farther between than they are now.  I am no entrepreneur, and it has been the curse of my careers in law (and previously in music) that I prefer to get the job done than think about how much I can publicize or charge for it. An enduring naivete, that if I won the case both money and firm recognition would follow, led to a sad end at White and Williams, where I did not realize the overriding importance of office politics until too late. But last Christmas, financial concerns took a temporary back seat to the holidays. We went to mass at the Basilica in Center City on New Year’s Day and started in with 2020.  The name of this year is the most futuristic yet. Until writing this, I had forgotten how odd “2000” looked when the 20th Century came to an end. But so much was going on, raising babies, getting them through school, finding a house and trying to make money, that I did not realize how fast time was passing. The teen years of the new century coincided with our daughters’ same phase, and now they are almost adults, living at home only because it is the plague time.

Two months ago, the year had made a promising start. With my office back in Center City I was doing a lot more walking, mainly 22-block round trips to federal court. Out of a car and on the street, I was surprised to see how miserable most people looked up close during the first week of January. I was able to resolve several criminal cases that month, and in February added two new cases for private clients. We ended the second month of 2020 with a Leap Day recital at the Presbyterian Church next door. The program went well, the sanctuary was filled and our decision to donate the freewill offering to the Church gave it a bigger collection than usual. Then came March, with Columbia dorms closing on March 13, my oldest daughter getting one of the last flights out of the UK on March 18, and the Pennsylvania Governor issuing an Order closing most non-essential to life businesses on Friday, March 20. Many people in Philadelphia were slow to take the pandemic seriously, and I joined those ranks by making a last trip to the state liquor store on March 14, before they all closed three days later.

From stop signs merely advisory to the fast food packaging thrown out of cars when they do stop, there is a high rate of background illegality in Philly. In the virus context, this shows in the frequent groups of more than six people I tried to avoid yesterday on the Kelly Drive running trail. It also surfaced at my turnaround point, the crew race reviewing stand half-way to Center City. The adjoining parking lot was filled with cars at 2 pm on a weekday, the occupants engaged in strolling conversation while a strong scent of weed lingered, dense enough to resist the breeze from the river. I wondered as jogging home if smoke would accelerate the virus by drying the throat, or if a belief had formed that weed conferred virus immunity by making one sufficiently “chill” to not worry about it. I have no doubt that at large law firms, people are still trying to outdo each other through face time at the office, in hopes that the compensation committee will remember their bravery when the time comes. Over the last quarter century in this City, I have learned that the Philadelphia status quo is extremely durable. Those who reaped the rewards of being part of the ruling class don’t change their ways. At this point, the virus has still not convinced them that this time, more than 9/11 and the near-death experience of big law in 2009, things are changing at a pace previously unimagined.

After climbing the steep rise of Midvale Avenue at a pace that was probably slower than walking, I arrived home to blossoms opening about two weeks ahead of schedule due to that other multinational problem, global warming. Although it was only 3 pm, I mixed a medicinal shot of rum with cranberry juice to celebrate covering two miles more than on Sunday. The rest of the day passed with normal, some would say compulsive, activities. I practiced cello yet again, then did my normal 30 minutes of German on Duolingo, a language learning app that actually helped me speak it in Leipzig last summer. Duolingo is perfect for those of us with obsessive compulsive disorder, because it keeps track of how many consecutive days you have studied.  This week, I could not resist the lure of 100 consecutive days, and then breaking the 16,000 level for “gems,” which one accumulates as completed lessons stack up. The earliest notice in late February that the virus was actually a huge problem came from German news sites, which I review in the morning as a real-world compliment to grammar drills on Duolingo. With cello and language studies done, I overheard the evening news, and it was bad. The reports of bodies being kept in tractor trailers outside major New York hospitals moved me to thank Columbia University for getting it right and closing the dorms 12 days earlier. It took less than two weeks for the business as usual vibe I noted in Manhattan during the March 13 move-out to vanish completely. When complacency eaves Philadelphia remains to be seen.

Plague Time Journal

The Leap Day cello/piano recital took all of February to prepare. I planned the recital during the Christmas holiday, guessing that two months, starting in earnest on January 1, would be enough time to get ready, and so it was, although the last two weeks were five, six, sometimes even seven hours each day. We played the pieces over and over again, slow practice as taught in music school, first thing in the morning and then late into the night after work. When I could no longer stand the repetition, I added the George Crumb solo sonata to the practice list, a technical workout too modern for our expected audience, but perfect to build hand strength, like gymnastics. An upcoming public performance awakens lingering doubts – what if I forget, my bow shakes, or the last movement of the Brahms e minor sonata falls apart because I can’t keep up with the racing piano. The only remedy for lingering doubts about a performance is excessive practice, and again it worked. The Church was full, tempos faster than planned but still manageable, a standing ovation with plenty to drink at the reception that followed. As with each recital I have done since going to law school after Juilliard, the process confirmed that I would gladly play cello all day, every day. It could be the Blue Danube waltz or a Shostakovich concerto – I started the process early enough, as a child in 1975, that the X-Y axis of the fingerboard and the different challenges of bow control remain unending sources of fascination. If only this pursuit made real money.

While learning to do it in the 1980s, it seemed possible to make a living. But by 1989 the odds of finding a steady pay orchestra job were similar to being struck by lightning, since it was generally necessary for someone in the cello section to die first. Things changed quickly, as the core audience able to follow the development section of a Brahms sonata fell away. Knowing the additional damage that cellphones have done to attention spans, we structured the recital to provide interesting pieces that came in, without intermission, at just over one hour. This did not prevent an audience member from sitting about four feet away from me, in a forward pew I assumed people would stay away from, and knit (clickity-clack, clickity-clack) for the duration of the Boris Chaikovsky solo suite. Maintaining concentration was a battle that worked, and the Knitter made a good war story for the neighbors I could still talk to during the first two weeks of March.

There was none of that this past weekend, and after one last legal filing on Saturday morning, I set up a chair that afternoon and played solo Bach in the front yard. In a scene impossible pre-pandemic, cars stopped, people got out and filmed, a few couples sat far away to listen, people I did not recognize actually thanked me, saying “this is what we need now.” I will do it again next weekend, but now it’s a cold rainy Monday. At this time last month Judy and I were in the final stages of recital preparation, with Coronavirus something safely contained in Europe. Now, there is no legal work to do because Courts are closed and filing deadlines suspended. In a massive irony, there is at the moment no money to be made in law either. Some fast research into plague indicates that it was a frequent visitor to Tudor England, where “outbreaks were particularly bad in London, in 1603, 1625 and 1636, doubtless due to growing congestion.” See Brewer’s Dictionary of Phrase and Fable (17th ed. 2005) at 611. Until now, I had never experienced a plague. The media prefers the more clinical term, pandemic, but plague speaks more strongly to the lives, work and economy that the virus is destroying.

Ten days ago, on March 13 when Columbia University shut down, the situation in New York felt normal. The directive to empty dorms by noontime meant nothing to parking police, who ticketed me and every other vehicle filling up off Broadway with the remnants of a school year that was ending two months early. I argued with the enforcer (as did Columbia security), so he wrote another ticket for the plastic cover on my suspiciously Pennsylvania license plate. The collegiate rowing season had canceled that morning, and my daughter suspected that graduation would be the next victim of overreaction. She did not believe the danger, nor did I while waiting for Sabina to say her goodbyes.

I crossed Amsterdam to get away from the enforcer (arrest seemed the next logical step for him) and found a spot of doubtful legality just up from Mt. Sinai Hospital on W. 114th. It was probably doctors-only parking, but a helpful vandal had removed the sign, and surely the metal post alone was insufficient evidence for another violation. Still, I stayed close to our aging CR-V, pretending to await a patient pickup while doctors, nurses and patients streamed in and out of the hospital doors, none wearing masks, most in close proximity to other people. By 12:30 it was lunchtime, and a sequence of New York types still recognizable from when I lived there 30 years ago streamed by. Construction workers, still smoking, still profane but now wearing Hi-Viz. Orthodox Jews, still in black with yarmulkes, but somehow more fashionable than before. It was Friday in Manhattan, spring was in the air and it seemed pointless to leave. I briefly considered stopping at Bierstrasse, a German-themed beer bar at the foot of the on-ramp to the Henry Hudson parkway, but there was nothing to celebrate. I took the upper level of the George Washington Bridge, so Bina could better see the dark expanse of the Hudson, where her crew team sometimes practiced in the shadow of ocean-going vessels. We got back to Philadelphia in less than two hours, because the NJ Turnpike was empty, the eight lanes in each direction looking like overkill, which is what the media seemed to be doing with the virus that day. In Pennsylvania we still have state liquor stores, and as a precaution I purchased vodka, rum and two boxes of wine that evening. A festival atmosphere prevailed at the checkout counter, with workers predicting imminent closure. It seemed impossible but came to pass five days later.

Sabina held her parents responsible for enabling the exaggerators until it was time to go to Newark International, to meet her older sister’s flight from London Heathrow. Kate started a Ph.D. in Physics at Oxford this past October. Her college hall was founded in 1610, early in the reign of James I, and the great age of Oxford led me to assume it would stand like a fortress, professors and students hunkering down among medieval towers with candles and wine cellars until the crisis passed. I was wrong, and during the weekend of March 14 Kate got increasingly spooked as the town emptied out, and flights back to the United States became harder to find. By the time we bought a ticket, there were only a few remaining exits, to Dulles and Newark. Contrasting with the bedlam scenes from the second week of March, Heathrow was deserted by the time Kate arrived hours early for her flight out on March 18, and there were 17 people on the plane.

After four years as an undergraduate in Scotland, Kate knew to run towards US customs immediately after exiting the plane, and this time it would be a health risk to land at the back of a long slow line of incoming passengers. They took Kate’s temperature, found nothing, and reminded her of the 14-day voluntary quarantine for UK arrivals. Outside Terminal C where we waited, there was plenty of room to park, among signs warning of catastrophic fines and circling tow trucks. Similar to the week before outside Mt. Sinai, I paced around the CR-V to reinforce the impression that our passenger would arrive at any moment. A few Port Authority police vans stopped in front of the terminal as we waited. I expected at least a warning, but instead the officers got out, looked around, piled back in and then sped off without a glance in our direction. The quiet reminded me of the late 1970s, when my father regularly flew in and out of Newark to work at chemical plants out west. The economies of the Carter administration had shuttered one of the terminals, and I am certain we never spent any money on parking as we waited for Dad’s plane to arrive. Kate soon emerged, from a different terminal that was likewise deserted. Traffic on the Turnpike was even lighter than the Friday before, and the entire round trip, waiting included, took less than four hours. I went for a run to shake off the drive, only to see many others still driving. Traffic on Kelly Drive leaving the City was heavy, stretching nearly one mile south to the statue of Ulysses Grant across from the river. It looked like the aftermath of a fatal car accident, the type that texting behind the wheel has made a daily occurrence in the area. But there was no accident, and it was only 3 pm on a Wednesday. People were getting out.

I had a conference with a federal judge that morning, to resolve the extent to which the Government needed to provide me with discovery (witness statements, surveillance, covert audio recordings, etc.) that preceded the arrest in the Philippines of a sex-trafficking defendant I had been asked to represent by his cousin, another lawyer. The defendant had been indicted, but the Government had still refused to provide discovery information on grounds the defendant had not yet been extradited to the United States. My response was that nobody knew when extradition would finally happen given the virus, and that under the circumstances there was every reason for me to at least get started with reviewing what would likely amount to stacks of evidence against my client. I expected the District Judge to make a ruling during the phone call, but he retreated, saying he had received both sides’ written submissions, understood the issues and would issue a written decision “shortly.” That was five days ago, and in the meantime, the entire legal economy of Philadelphia has shut down. Law is a deadline-driven profession, but with Courts closed and filing deadlines indefinitely suspended by judicial fiat, there is nothing left to do now. I suspect that former colleagues at large law firms are still going in to facetime senior partners, perhaps believing that the perceived importance of their work takes precedence over the Governor’s Order of last Friday closing all but “life-essential” businesses. I gathered a few things from my office this past Saturday and have no plans to return anytime soon.

It is now March 23, ten days after a Friday the 13th that delivered with a vengeance, including the Columbia dormitory shutdown, permanent migration of classes online, the looming and now realized cancellation of graduation, and the pair of parking violations that I received as a parting gift from the City. No doubt the narrative and supporting photos I sent in to contest the violations will sit in an electronic queue, awaiting review indefinitely. Two federal hearings scheduled for today were moved to mid-May, and it is by no means clear that the need for self-quarantine and social distancing will be finished by then. It’s cold and raining outside and I’m glad to have run yesterday. I join in the hopeful theory that regular strenuous exercise may help prevent contracting the virus. With this journal finally started, it’s now time to practice. Since I can’t do that all day, stories about things I experienced in school and on stage will hopefully follow.

Acceptance of Responsibility

Every day, in federal district courts around the country, criminal defendants are encouraged to accept responsibility for their acts. If they do so, the presiding judge invariably gives a lighter sentence, and in the process commends the defendant for taking ownership of what they did, while accepting the consequences. The extensive investigatory resources of the federal government are one of the forces behind the prevalence of guilty pleas, another is the typically lengthy sentence that awaits a federal criminal defendant if he takes a case to trial and loses. After a three-month trial, one of my clients received a 25-year sentence, even though he was acquitted of 14 counts of the Indictment, and had no prior criminal record. Federal prosecutors and defense counsel such as myself agree – if federal criminal defendants stopped pleading guilty, the federal judicial system, nationwide, would grind to a halt.

If Brett Kavanaugh is named to the Supreme Court, the majority of cases he helps decide will be criminal appeals, arising from a system which could not function without something that the Nominee is unable to do: Accept responsibility for acts that evidently happened. If the Nominee had simply done what every federal defendant is at some point urged to do, his testimony of September 27, 2018 could have lasted a few minutes, and the nomination would already be secured, without protests, unending expenditures, and another F.B.I. investigation. It could have gone something like this:

“I was a smart, overachieving, but at times thoughtless teenage boy. I attended parties, where like many of my friends, I drank excessively. In that state, I did things that I am ashamed to admit and now, 30 years on, can barely remember. But based on the testimony from Dr. Ford, they evidently happened. I can only be grateful that the outcome was not even worse. I apologize to Professor Ford, and hope she can someday forgive me. Even more, I hope and pray that my own daughters never have to endure what I apparently did to Dr. Ford that day so many years ago.”

That would have been it. A shocked and grateful nation would likely have commended the Nominee for taking it on the chin, accepting responsibility, and for being a Man in the best sense of the word. The debate would be over, the press moving on. Whether we call it irony, hypocrisy, or something worse, Brett Kavanaugh will ultimately decide the fate of defendants who lacked his advantages, but were able to do something that is apparently beyond his capacities: Accept responsibility.

Winners write the law – but that’s finally changing.

September 27, 2018

The testimony of Supreme Court Nominee Brett Kavanaugh and his first accuser, Christine Blasey Ford, started a few minutes ago and office email traffic has slowed to the vanishing point. With a few hours on my hands, I will write about another aspect of the controversy.  It’s not just memory and the different perspectives of a man and woman, but about how privilege remakes history.  The Nominee and I graduated from high school in the same year, 1982, and are both white males. We also both went to law school and passed the bar exam (I passed three in one week, but had a lot to prove). Nothing else seems similar.  He has thick, chestnut hair with just a touch of gray.  The little I have left is prematurely white, the legacy of changing professions, from classical musician to lawyer, and coming up the hard way through two Philadelphia law firms — White & Williams and Pepper Hamilton — that frequently ate their young.

Apparently the testimony will touch on Beach Week, a beer-soaked and time-honored tradition among graduates of elite private high schools in the Northeast.  It may be that pinning a young woman to a bed with the help of a friend after turning up the stereo loud enough to mask her screams was part of the light-hearted frivolity of Beach Week that we should come to accept and understand.  Or maybe not.  What I have heard so far about the Nominee suggests that he is a life-time member of the ruling class, those who move from success to domination, with no need to apologize for anything done along the way to those who no longer attract their attentions.  With accusations multiplying and surely millions of dollars spent defending the nomination to date, a person with a sense of proportionality and privacy would have retreated at this point, if nothing else for the sake of his young children who will hear all of it. But the ruling class are winners, and they don’t back down.

Returning to the opposites, I graduated from a public high school in the Southwest, Ponca City, Oklahoma to be exact, to which we had moved two years earlier, after my father lost his job at Allied Chemical in Morristown, New Jersey. In Ponca City, the closest thing to a beach was the swimming area of Kaw Lake, an enormous power-generating reservoir about 10 miles east of the city.  I had never seen a hydroelectric dam before, and the roar of water gushing down what must have been the equivalent height of a 30-story office tower made it impossible to audibly comment on the spectacle. The Kaw people, original inhabitants of the area, were also known as the Kansa (“People of the South Wind”) from which Kansas, 15 miles north, derives its name.  Spending a week after graduation on the barren shores of Kaw Lake (they weren’t kidding about the wind) did not occur to anyone, as there were no accommodations, and I recall only a single restroom building at the edge of the gravel parking lot, surrounded by tall grass.  But there was something that could have been called a beach night, after the Prom came to an end, when tradition called for Po-Hi seniors to spend the rest of the night and into the morning drinking the weak beer (3.2 percent alcohol) that Oklahoma allowed to those 18 and over.  It came in two varieties, Bud and Coors. I preferred the latter, as it was unavailable in New Jersey and therefore novel.

I did not attend post-Prom festivities (or the Prom itself) because despite receiving invitations from friends, I regarded Prom as an outdated and embarrassing display, something on the edge of extinction as the Cold War and much else about the world had become more serious since the decade turned and Ronald Reagan was elected President. Instead, I provided limited rescue services for Senior Nights 1981 and 1982, by driving out to Kaw Lake, locating some drunk fellow members of the high school Orchestra, and driving them safely home.  I must have responded to a call from a payphone out at the lake (back then one was duty bound to answer a ringing touchtone phone, despite no warning of who was trying to reach you), or perhaps I got a personal report from someone driving back to Ponca, since our rented house was at the very edge of Route 60 westbound, the only road back to town from the lake.  I do recall helping the fellow string player whose invitation I dodged into our powder blue Plymouth Fury (it had a textured white vinyl roof) and then driving close to the speed limit, to avoid the attentions of the dreaded “Hi-Po,” the Oklahoma Highway Patrol.  It did not occur to me to take a detour down one of the many dark dirt roads that crossed the prairie, to trouble a drunken female friend in the backseat.  My parents drank a lot, fought constantly and our family finances were perpetually shaken and stirred. But apparently they provided enough guidance that a plan like this never crossed my mind. The Nominee must have a different background.

The nature of our education and the manner in which success was rewarded mark other differences. I graduated third in the enormous Po-Hi class of 1982 (at the height of the oil boom, the town was flush with money and new arrivals), with a cumulative GPA of 3.97.  My mother, convinced I should have been first, attributed my ranking to a mistake in translating the straight-A grades from my Catholic high school in North Jersey.  At that point, however, I had spent time with graduates 1 and 2 in advanced classes, and knew they were smart and studious, born and raised in Ponca, deserving the honors.  I was grateful that the administration allowed a recent arrival to join the top three, plus slightly missing the 4.0 distinguished me from my civic minded peers, as it resulted from catching a B+ in Government, the one class I truly hated.  The idea of a representative democracy, where officials were elected on merit, pondered important issues and then acted for the common good, struck me as naïve legend. In classical music (I was already spending too much time pursuing it) there was no law — only practice, performance and recognition — which I knew even then was random and often fleeting.  It didn’t help that the American History II teacher at Po-Hi, Mr. Delbert Fair, was relentlessly critical of politicians, all of whom, he claimed, were prone to be “caught with their pants down.”  It was an embarrassing announcement in class, but based on what I understood about the 1979 demise of Nelson Rockefeller (former Vice President and four-term New York Governor, found dead [in bed] with his 27-year old assistant) the generalization rang true.

That summer did not include any further graduation celebrations, on what passed for a beach or otherwise.  Instead, I went off to music camp in Colorado, where I practiced constantly, and in return for playing cello on demand at the homes of local patrons of the arts, I received free room and board from mid-June until a week or so before college (it was actually music school) began.  I spent the next seven summers in this fashion, until I graduated from Juilliard in 1989 with a “master’s degree” in cello performance.  I was shocked even then that this blend of vocation, religion and obsessive compulsion could receive an academic designation.  The ranking of my summer quarters had increased, from Rocky Ridge Music Center, to three summers at the Aspen Festival (where I won the cello competition in 1986) to the Schleswig-Holstein Festival in 1988, where Leonard Bernstein conducted the orchestra during our tour of Soviet Russia.  But throughout, there were few grounds for optimism, and no sense that the future held a lot of promise.  Even then, it was no secret that our audience was shrinking, our relevance fading, and that there would be no way that I, unlike my last teacher at Juilliard, could move out to Los Angeles, rent a Hollywood bungalow, and make a good living in a recording studio before auditioning into the L.A. Philharmonic.  Much more was needed – money, connections, and increasingly the unspoken advantage – sex with someone in a position to advance your career.  I lacked the first two, and the third never happened.  Whether from principle or obliviousness, I don’t know. There was no graduation party after Juilliard either. The world around me, without a practice room in which to prepare for a career that would never happen, became an even more difficult place.

I don’t know if it was the sense of impending doom that was looming after conservatory graduation, the legacy of a basically moral upbringing, or the dormant memory of religion class, but I did not get involved in escapades of the sort that have been alleged against the Nominee.  As a reasonably attractive straight young man in the field that was filled with young women and many gay men, opportunities were ample.  But between serious girlfriends and short relationships, I can say with confidence that I never plied a woman with drink, held her down on a bed, muffled any cries, hit anyone, or invited a friend or two to participate in similar activity.  I had heard of this sort of thing happening at fraternities, and during the single year I spent on scholarship at the University of Southern California, I marveled at how good looking, tan, often blond and confident these young men were.  Based on my upbringing, I had assumed that the time of boundless opportunities in traditional occupations like doctor, lawyer and business entrepreneur were over.  These young men knew otherwise, and they were right.

At the time, I would not have thought for a moment to join them.  But through a combination of relentless circumstances (including early marriage to a Juilliard veteran who saw the handwriting on the wall, and a successful audition into an orchestra that promptly failed) I found myself a bewildered first year law student at Georgetown University in 1990, surrounded by well-spoken students whose overflowing confidence was disproportional to the fact that none of us knew anything practical about this field called Law.  I made myself raise my hand to answer questions in the large lectures, but could not match the polish of these students, who evidently loved Government class back in the day, and now could not stop talking about separation of powers.  My conservatory background (and habit of bringing my cello to class, since I had a surprising number of evening gigs in D.C.) was not well-received.  The consensus was that I must have been a loser in music school to switch careers in such a drastic fashion.  When I tried to explain to a skeptical Copyright professor that classical music was losing its relevance while becoming the preserve of the well-funded (able to afford practice teachers and old Italian instruments), he dismissed me as “cynical,” and gave me a B in a class where I had never worked harder, or with more enthusiasm because the subject matter (artistic works) was something I knew about.

A similar pattern played out in job interviews after my second and third year. I had many interviews and a good number of callbacks, but invariably, there was a partner who was skeptical or threatened.  On the one hand, I could not possibly be a hard worker since the belief was that musicians are talented flower children without discipline. On the other, I was an elitist who didn’t have the sense to stop practicing, who didn’t know what to say when the hiring partner proudly recalled seeing Led Zeppelin at Shea Stadium in 1975.  Strangely, my background as a classical musician who was not ready to renounce what he did but saw the problems with it led to a form of discrimination that I could not explain or complain about.  On the surface, based on gender and skin color, I appeared to be another recipient of white privilege.  But it wasn’t happening.

Meanwhile, the well-spoken students who could hold forth on the abstention doctrine and delivered what the professors wanted to hear got jobs, and with the jobs came new cars and suits, a better apartment, a pay scale as a first year associate that I never known any orchestral musician, no matter how long they had been in the musician’s union, to attain.  There is no doubt that the Nominee was among these winners, and the outcomes made sense for all participants.  There would be no reason for a law firm to hire the unknown quantity of a still-serious musician, when they could bring on someone without those complications, who came from a shared background, and could be depended on to do and say things that were “appropriate,” consistent with firm expectations.  Diversity based on appearances was emerging, but diversity based on a different mindset, gained in a vastly different professional setting, was still far in the future, if it has even yet arrived to law schools and the law firms that hire from them.

I eventually found my footing in law, but at a tremendous price: Year upon year of billable hour targets that could not be honestly reached, ruined family holidays, inability to sleep while pondering what it was that made this or that partner so dedicated to my destruction.  It is likely that I have conducted more depositions, held my own in more legal arguments, and probably defended more jury trials than the Nominee.  The stacks of motions, briefs and correspondence I typed at each law firm long ago passed the 10,000 mark, that magic number where one becomes adept at a chosen skill under almost any circumstances.  I have learned an entirely new craft over the past 25 years, but political progress in the law firms where I spent most of that time was elusive at best, a humiliating failure at worst.  In this area of the law, the Nominee is far my superior, in part because his pattern of winning, set at a young age, was never unraveled.

From what I have seen, a person who is the regular recipient of societal reinforcement and reward, from high school into college, and then from law school into a law firm, will tend to conform past acts into a seamless narrative of triumphant success.  The United States did this on a grand scale after it achieved the status of global decision maker after the First World War.  From that perspective, history was adjusted, with all events (from colonization, to the War of Independence, the Civil War, widespread child labor and “Indian Removal”) made part of a winner’s narrative, resulting in a place that could only be called (as I heard this past weekend from a get out the vote activist) “the best country in the world.”  Losers have regrets, but the Best Country in the World (with The Best Legal System in the World) would have no need to consider the past and wonder if it could have been done differently.  Perhaps this is what drives the stark disconnect between the testimony provided today by the first accuser, and the Nominee’s staunch and sincere-sounding insistence that none of it ever happened.  Rape, attempted or actual (one of the original Common Law felonies) would be such a departure from the Nominee’s success narrative that it could not have happened, and therefore has all but disappeared from memory.  The lure of the High Court, for a lifetime winner, finished the job of rewriting history.

Richard Maurer

Admitted to practice law in Pennsylvania, New York and New Jersey

Defense Verdict

I obtained late in the day on April 20, 2017 a defense verdict in a Philadelphia jury trial. During two decades of trying cases, I have had several trials scheduled to start on Easter Monday, but none actually went forward. This time things were different. My client faced three charges based on illegal possession of a handgun, and a mandatory minimum of 10 years incarceration had he been convicted. At trial, we had to deal not only with the loaded 9 mm Taurus that police claimed to have recovered from a residential walkway near where my client was arrested, but with the equally fearsome weapon obtained from a fellow member of my client’s motorcycle club, who was arrested at the same time.

The factual setting of the case was a motorcycle club party gone bad, with two fatalities that the District Attorney mentioned at every opportunity. However, in the absence of evidence that my client used, held or even touched the weapon in question, the Commonwealth relied on a theory of constructive possession, that my client must have possessed the gun since police recovered it from a darkened walkway, about 6 inches behind my client, after police directed him to sit down and await backup.

The Commonwealth’s brash confidence began to waiver after my client testified. He did very well, explaining what he did that night and that he never possessed a handgun, while avoiding the traps that generally snare most defendants who testify on their behalf. He did not argue with the prosecutor and did not insist on a version of events that portrayed him in the best possible light. Sure, it was dark that evening, but he didn’t deny that streetlights were in the area, and he didn’t deny dropping his leather club vest when the police first arrived on the scene. Far from an attempt to “hide the evidence,” my client explained that he had no choice to drop it, when the officer asked him to show his hands.

The jury agreed that given the hundreds of people who walked near the area to exit the party gone bad, the gun could have come from anywhere, and that the generally dark conditions of the area after midnight (despite a few streetlights in the area) could have hidden the weapon from the officer’s sight at the point he told my client to sit down on the walkway. During deliberations, the jury asked if the Commonwealth had traced the weapon or conducted gunshot residue (GSR) testing to support the argument that my client had not only possessed, but actually used the gun minutes before he was arrested.

In the absence of any testing, our judge instructed the jury that they would need to rely on their collective recall of the evidence. Understanding that this actually meant that no such tests existed, the jury returned a defense verdict on all charges about 30 minutes later. Speaking with a juror post-verdict confirmed my initial assessment of the case – that there were too many gaps in the proof to connect the gun to my client. It also confirmed that the jury had a deep collective knowledge of what issues matter in a gun case. Not only were they surprised by the lack of GSR testing, they wanted to know why the Commonwealth had not traced the gun to identify the legitimate owner, and could not rule out that my client’s co-defendant, who sat next to him on the steps, had not been the one who placed the gun on the walkway behind my client.

After collecting my file and reorganizing it, I slung a heavy trial bag over my shoulder and walked north to where I was parked. It was a chilly spring evening, green leaves emerging under a threatening dark sky. My client returned to his job as a chef for a prestigious Center City caterer, and I returned to the paperwork and unread emails waiting in the office. I have heard that despite the difficulty of their work, emergency first responders learn to love it, due to the freedom from routine and unread text messages. Trial work is similar, and after 17 jury trials, I can truly say that I look forward to the next one.

Bad Company – a Primer on Severance under the Federal Rules of Criminal Procedure

People define themselves by the company they keep. Early on, lawyers formed bar associations, doctors formed hospitals, and the skilled trades of Europe formed guilds, for everything from working leather to brewing beer. When people of different professions mingle, it has long been in the context of a social organization (Mozart and George Washington were each enthusiastic Masons in the 1780s), a religious denomination, or a representative body, from school boards to Congress. With the rise of social media, we now have the power to create vast online collections of friends, followers and connections that tend to place us with people of similar background and perspective. Technology builds group identities, virtual and also very real, even as it breaks down communication barriers.

For the criminal defense lawyer, it is far easier to defend an individual than explain away the actions of the larger criminal enterprise he allegedly belonged to. This is why the federal government’s preference is to cast the net widely, indicting as many participants as possible in a single Indictment, and then proceeding to a joint trial against those defendants willing to hazard the uncertainties of a federal trial. In a complex case that covers months or even years of alleged criminal activity, this practice, called joinder of offenses and defendants, tends to convey that all defendants are members of an ongoing criminal enterprise, even where a specific defendant’s involvement with the other players was limited, sporadic, or otherwise short of complete participation. The outcome is often guilt by association (good for the prosecutor, bad for the defense), and this is why the federal government routinely opposes a defendant’s request that he go to trial for the specific acts that he allegedly did, and not in the bad company of co-defendants who committed acts that were distinct in time, place and manner.

A neutral observer, new to federal criminal procedure, might assume that such a request (called a motion to sever) would be routinely granted, because we associate guilt by association with unfairness, whether reflected by an entire elementary class being denied recess because of the unruliness of a few, or by the hard labor and leg irons imposed on the physician who set the broken leg of John Wilkes Booth after President Lincoln’s assassin showed up at his door in the middle of the night.[1] However, federal courts uniformly hold that the danger of guilt by association, without much more, is not enough to support the severance of defendants or charges. See United States v. Phillips, No. 09-cr-202-03, 2009 WL 3150434, at *2 (E.D. Pa. Sept. 24, 2009) (“Absent extraordinary circumstances not present in this case, the possibility of guilt by association does not provide grounds for severance.”).

Instead, a federal District Court starts with the presumption that the jury will be able to sift through the charges and related evidence and connect them to the appropriate players, even in the context of a ten-defendant trial that covers years of alleged criminal activity. This article surveys the applicable rules of Federal Criminal Procedure, cases within the Third Circuit that interpret those rules, and approaches that may convince a judge to grant severance.

  • Misjoinder – when charges and defendants should not have been combined to begin with.

Federal Rule of Criminal Procedure 8 (b) (Joinder of Defendants) states in relevant part that “the indictment or information may charge two or more defendants if they are alleged to have participated in the same act or transaction, or in the same series of acts or transactions, constituting an offense or offenses.” Fed. R. Crim. P. 8 (b). The Third Circuit Court of Appeals has instructed that under Rule 8(b), “[i]t is not enough that defendants are involved in offenses of the same or similar character; there must exist a transactional nexus in that the defendants must have participated in ‘the same act or transaction, or in the same series of acts or transactions,’ before joinder of defendants in a multiple-defendant trial is proper.” United States v. Walker, 657 F.3d 160, 169 (3d Cir. 2011), quoting United States v. Jimenez, 513 F.3d 62, 82-83 (3d Cir. 2008). Where charges leveled against only a single defendant “arose directly” from his or her participation in a common illicit enterprise which led to charges against that defendant and co-defendants, the Third Circuit has held that all of the charges may be considered part of the same series of acts, rendering joinder proper under Rule 8(b). See United States v. Riley, 621 F.3d 312, 334 (3d Cir. 2010). Predictably, the federal District Court in Philadelphia has held that “an allegation of conspiracy is sufficient to show there is a nexus between underlying substantive counts.” United States v. Moore, 14-cr-209-1&2, 2016 U.S. Dist. LEXIS 149199, * 35 (E.D. Pa., Oct. 27, 2016), citing United States v. Eufrasio, 935 F.2d 553, 567 (3d Cir. 1991); United States v. Somers, 496 F.2d 723, 729-30 (3d Cir. 1974).

The joinder of defendants and crimes in Walker (the Third Circuit’s latest published analysis of joinder issues) made sense. The co-defendants in that case, two brothers, were initially charged in a four-count Indictment alleging possession of cocaine base, drug trafficking, and possession of a prohibited firearm in connection in furtherance of drug trafficking. See id., 657 F.3d at 165. All of the criminal acts alleged against the Walkers in the initial Indictment preceded May 31, 2007. See id. The Government later added two additional counts (Counts V and VI) against both brothers arising from their attempted robbery of a crack cocaine dealer in the streets of Harrisburg on May 31, 2007. See id. These additional counts, for attempted robbery and using a handgun in connection with that robbery, were filed against the Walkers in a superseding Indictment. See id.

Defendant Barry Walker was ordered detained by a Magistrate Judge as a result of the new robbery and gun charges, but on July 10, 2017, he managed to escape from local custody in Harrisburg. See id. When re-arrested two days later on July 12, Barry was discovered with crack cocaine on his person, in a motor vehicle that he had entered for the purpose of selling crack to the another occupant. See id. As a result, the Government eventually charged Barry with two additional counts (Counts VII and VIII), for escape and distribution of crack cocaine, in which his brother, Barron Walker, was concededly not involved.

The Walker brothers went to a four-day jury trial, at the conclusion of which the jury found Barron and Barry Walker each guilty of Counts I through VI of the Superseding Indictment, and also found Barry Walker guilty of the escape and possession of crack cocaine charges at Counts VII and VIII of the same pleading. See id. at 166-167. On appeal, Barron Walker claimed that Counts VII and VIII filed against Barry Walker were misjoined to Barron’s charges under Federal Rule of Criminal Procedure 8 (b), because he was not personally involved in the escape and possession charges at issue in those counts. See id. at 169.

The Third Circuit disagreed, reasoning that if not for the underlying six charges filed against both brothers, Barry Walker would not have escaped, and then been caught in the act of selling crack cocaine in a vehicle at the time of his re-arrest. See id. at 170. The Third Circuit also noted “that the short span of time between the initial offenses and the two charges against Barry Walker – a period of a little over a month – further suggests that the various charges were part of the same series of transactions.” Id. at 170.

Walker is useful to defense counsel seeking severance, because in that case, each defendant (Barron and Barry Walker) participated jointly in an unbroken chain of offenses that culminated in the attempted robbery of the drug dealer on May 31, 2007. Id. The additional two charges at issue in Barron Walker’s challenge to joinder, for escape and possession of crack cocaine against Barry Walker only, arose after his escape from custody on the charges that had been filed against him and his brother, Barron. Id. Thus, there was every reason for the District Court to conclude that the jury was capable of separately considering the escape and drug possession evidence against Barry Walker only, because of the contrasting nature of the elements of those offenses and the supporting facts, each distinct from the charges filed against Barron Walker. Id.

In contrast to Walker, the author is currently defending a case where our client has been joined to an Indictment alleging 13 months of ongoing criminal conduct by six other defendants, based on the defendant’s commission of exactly three criminal acts on two dates, after which the sprawling, 75-page Indictment makes no further mention of our client for the remaining 7 months of the alleged conspiracy. Our client is simply not mentioned in 16 of the 20 counts of the Indictment, but the crimes alleged against all seven defendants, in all 20 counts of the Indictment, are the same. We are hopeful that these circumstances will persuade our judge to grant severance on grounds of misjoinder under Rule 8 (b). If not, the misjoinder in the case will provide a substantial ground for appeal if necessary.

  • Relief from prejudicial joinder – a higher hurdle

Federal Rule of Criminal Procedure 14 acts as a safety valve in situations where a joinder that is technically proper under Rule 8 (b) would nonetheless unfairly prejudice the defendant at trial: “If the joinder of offenses or defendants in an indictment, an information, or a consolidation for trial appears to prejudice a defendant or the government, the court may order separate trials of counts, sever the defendants’ trials, or provide any other relief that justice requires.” Fed. R. Crim. P. 14 (a). A District Court should grant severance under Rule 14 (a) where a defendant identifies a “serious risk that a joint trial would: (1) compromise a specific trial right of the defendant; or (2) prevent the jury from making a reliable judgment regarding guilt or innocence.” See United States v. Heilman, 377 Fed. Appx. 157, 199 (3d Cir., April 21, 2010), citing Zafiro v. United States, 506 U.S. 534, 538-39 (1993).

“The ‘critical issue’ in evaluating prejudice is whether the jury can compartmentalize the evidence, considering it only for the counts it pertains to.” Moore at **36-37, quoting United States v. John-Baptiste, 747 F.3d 186, 197-198, 60 V.I. 904 (3d Cir. 2014). “The jury’s ability to compartmentalize the evidence is affected by the complexity of the case, in terms of the number of charges and defendants, as well as the presence of technical or scientific issues.” Moore at * 37, citing United States v. Davis, 397 F.3d 173, 182 (3d Cir. 2005); United States v. Weber, 437 F.2d 327, 332 (3d Cir. 1970).

A defendant unable to prevail with a misjoinder argument under Rule 8 (b) may still argue that he has a “specific trial right” to preclude the jury from considering evidence in his case that is irrelevant to the charges against him. See Fed. R. Evid. 402; Fed. R. Evid. 403 (authorizing the preclusion of concededly relevant evidence on grounds of undue delay, jury confusion, and unfair prejudice). In addition, if a District Court denies severance under Rule 8 (b), counsel may still be able to raise judicial concerns that the jury will be unable to “compartmentalize” the evidence as to each defendant, particularly where the defendants (as is common even with legitimate associations) share the same age group, gender, and racial background. Counsel may also base an unfair prejudice argument on the likelihood that his client will spend far more time at trial distancing himself from the more extensive conduct of his co-defendants than defending the substantive claims against him.

  • Conclusion

The reluctance of federal District Courts to grant severance is likely related to the high frequency of guilty pleas in that venue. It is understandable that a judge would not want to turn one case into four if all eight defendants eventually plead guilty. For those defendants going to trial, however, severance where granted can terminate guilt by association, and provide benefits comparable to the suppression of evidence. Despite the challenges, defense counsel with a client determined to go to trial in a multi-defendant case should seek severance from the bad company of defendants likely to be more culpable or less sympathetic to the jury.

Richard H. Maurer


794 Penllyn Pike, Suite 100

Blue Bell, PA 19422


215-419-1560 fax


[1] The doctor in question, Samuel A. Mudd, M.D., was pardoned and released from custody in 1869 after four years in a military prison. Unable to prevail over widely-held suspicions that he had conspired with Booth, Dr. Mudd inspired the old saying for those experiencing insurmountable disgrace: “His name is Mudd.”

What I did last fall

The attached transcript is a snapshot of the federal trial I defended last fall in Philadelphia, from the start of jury selection on September 7, through the return of verdict on December 8, 2016. The complete transcript, including the testimony of more than 50 witnesses, covers thousands of pages. By the time I brief the appeal, I will likely have read all of it. Complex litigation tends to take over your life for years at a time. My involvement in this case began on February 5, 2015, and will likely last for two more years minimum. My current record is a class action I defended for a large insurance company, which began in April of 2008 (I had just become a partner at White and Williams) and did not end until November of 2014. During those six years, my daughters went from elementary school students to upperclassmen in high school, and I suspect they will long remember “the PMA case” as the litigation I defended for so long.

In the federal trial that ended last December 8, I presented two extremely well-credentialed, articulate, and personable experts who explained to the jury the solid medical reasons why they disagreed that the drug-related death in the case could be classified as an opioid-related death. The interactions between the five controlled substances found in the decedent’s system post-mortem are unpredictable, and one of them, cocaine, can be lethal even in relatively small doses. Given the decedent’s use of crack on the afternoon he passed, and his prior development of serious heart problems caused by years of cocaine abuse, our experts agreed that if one had to assign blame to a single drug for causing this death, cocaine was the leading candidate.

Despite all this, the jury convicted my client of a drug delivery resulting in death, while acquitting my client of a myriad of less serious charges spread throughout the indictment. When I spoke with ten of the 12 jurors after the verdict, they congratulated me on a job well done, but remained mainly silent on their reasons for convicting on the “death count.” Was it a reaction to pervasive media coverage of the “opioid epidemic” throughout the trial, or was it possibly a sympathetic response to the decedent’s spouse, who came before the jury as a person devastated by her own addictions? We will never know, and this is one of the risks and mysteries of trying cases. Juries can be motivated, despite numerous instructions to the contrary, by things that never come into evidence.

US v Bado November 28 16



What Storm?

For the second time this winter, and the fifth time in recent memory, the Philadelphia media greatly overstated the impact of a low-key East Coast snowstorm, with the result that all local government (and most local business) closed for the day. This was the same day when I left home on empty roads at 9 am, the snow had stopped by 11, and the accumulation I left work to shovel had largely disappeared by the time I arrived back home at 3:30. Everyone loves a snow day, and it may be nowhere more deserved than in the Northeast United States, where Americans on average take the least amount of vacation, and there is no shortage of younger, more technologically savvy applicants to take the place of complacent and less competent administrative staff. However, our community willingness to allow a television weather personality to tell us when it is safe to go outside or go to work raises questions about autonomy, self-determination, and the current willingness to deal with the minor inconveniences that have always been part of winter.

People in northern climates have never been able to write-off one-quarter of the year on grounds that the roads may be icy and it might even snow. Hannibal crossed the Alps in winter, and Friedrich Barbarossa chose the same season to camp out on the front door of the Pope’s winter castle for a few weeks, to beg forgiveness for a minor misunderstanding of Christian doctrine. The late middle ages have in retrospect been dubbed a “little ice age,” although the burghers shown skating down canals in the works of Netherlands masters from the same era seem to be enjoying it.

Slightly more recently, in the winter of 1979, my older brother and I thought nothing of driving off in heavy snow, in a vehicle “equipped” with rear wheel drive and balding bias ply tires, to spend the afternoon skiing in the Poconos, and then digging the car out in the darkness and driving home, all the time without cellphones. Sliding off the road surface in darkness with no certainty of rescue was a possibility, but personal responsibility took care of that, and it added up to a risk we were willing to take for the sake of a cheap lift ticket on the best conditions of the year.

Today’s conditions, where schools, churches and local government all canceled operations, were a good deal more benign. But an expectation of the “snowicaine” had been paved by computer-generated models that snowed worst-case scenarios with two feet of snow covering Independence Hall, and best case outcomes still including 12 inches precluding anything but PennDOT snowplows from venturing into Center City. I have no idea how the data could be followed, but it’s not a stretch to believe that more people are watching TV, and responding to commercials by buying things, when the ominous approach of a dangerous winter storm is the lead story of the evening news.

Three things should have told us that media warnings of this storm, and the accompanying exhortations to stay home and “be safe” at all costs, were greatly overblown. The first is today’s date, March 14, 2017, with exactly seven days of winter remaining. When has anyone been stuck in the snow shortly before St. Paddy’s Day, and how often has a major storm struck after Daylight Savings Time (this year on March 12) took effect? Even when the skies cloud up, the sun is high in the sky until 6 pm these days, and that does not bode well for advanced snow accumulation. No doubt the weather-caster whose previous job could have been on the cover of Cosmopolitan had an explanation, but did it outweigh our collective experience with something called spring? I doubt it.

The second reason for doubt was the nature of winter this year. President’s Day weekend on February 18–20 was the warmest on record, to the extent I rode my motorcycle to central Pennsylvania with my wife in passenger position, and it was positively hot by the time we arrived in Annville in Lebanon County, making us shed two layers of bike clothing before having lunch and a (light) beer before riding back to Philadelphia. Weeks of abnormally warm winter weather had warmed the ground to the extent that a long-term freeze was impossible. This fact was also lost on the safety authorities.

The third reason for informed doubt that was the media’s track record in forecasting winter storms this year. When I came home late on the evening of February 8 after an orchestra rehearsal in Manayunk, the streets were deserted, window wipers were up on all the cars, and the state store was full of revelers counting on the next morning off. They were not disappointed, even though not a flake of snow was falling by daybreak, the roads were empty, and I had no difficulty finding parking directly across from federal court in Philadelphia, because the media, similar to the Pope’s visit, had scared everyone off from Center City. Even the court appearance I had driven into town for was canceled. Despite the prime location of the US Attorney’s Office (one block south of the courthouse), no representative of that office could be found to attend my client’s arraignment. They were all at home in the suburbs, despite the SUV in the garage. As for my client, she had no difficulty coming into town, despite recent brain surgery that has affected her sense of balance.

Why do people accept warnings of an impending snow-related disaster when their own experience and recent events all point in the other direction? I suspect that the answer is the power of consensus in the age of Social Media. If everyone takes the storm report seriously, and acts accordingly, then nobody needs to go to work, and nobody needs to feel uncomfortable about staying home, as the media has approved this course of action as decent — consistent with caring about the safety of family and loved ones.

But groupthink has its costs, among them the ability to venture out without certainty we will get to our destination, but with the knowledge we probably will if we look well ahead down the road and don’t panic. This lesson applies to many aspects of life and work, but nobody who stayed at home today learned it. Dealing with risk was always part of winter, and the relief of getting home safely, despite the odds, created a certain confidence in our ability to deal with adversity in general, whatever the season. When the slightest amount of trouble closes schools, when there’s never a slushy walk to the bus stop because someone might fall and get hurt, we lose something greater than winter. We lose the ability to deal with the unexpected, which remains inevitable in this life.